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Nasdaq Regulation SHO Short Sale Threshold List July 2018

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Date processed on 07/09/2018

Symbol Security Name Market Category Reg SHO Threshold Flag Rule 3210
(ABIL) ABILITY INC SHS NEW (CYM) S Y N
(BLNKW) BLINK CHARGING CO WT EXP 02/12 S Y N
(CLBS) CALADRIUS BIOSCIENCES INC COM S Y N
(CTRV) CONTRAVIR PHARMACEUTICALS INC S Y N
(DWCR) ARROW INVTS TR DWA COUNTRY ROT G Y N
(FNK) FIRST TRUST MID CAP VALUE ALPH G Y N
(GEVO) GEVO INC COM PAR $.01 NEW S Y N
(INPX) INPIXON COMMON STOCK (NV) S Y N
(LEDS) SEMILEDS CORP COM NEW (DE) S Y N
(MATR) MATTERSIGHT CORP COM STK (DE) G Y N
(MDGS) MEDIGUS LTD SPONSORED ADR NEW S Y N
(RGSE) REAL GOODS SOLAR INC CL A NEW S Y N
(SBOT) STELLAR BIOTECHNOLOGIES INC CO S Y N
(SRTS) SENSUS HEALTHCARE INC COM S Y N
(TUR) ISHARES MSCI TURKEY ETF G Y N
(VTVT) VTV THERAPEUTICS INC CL A (DE) G Y N

Date processed on 07/10/2018

Symbol Security Name Market Category Reg SHO Threshold Flag Rule 3210
(ABIL) ABILITY INC SHS NEW (CYM) S Y N
(BLNKW) BLINK CHARGING CO WT EXP 02/12 S Y N
(CTRV) CONTRAVIR PHARMACEUTICALS INC S Y N
(DWCR) ARROW INVTS TR DWA COUNTRY ROT G Y N
(GEVO) GEVO INC COM PAR $.01 NEW S Y N
(INPX) INPIXON COMMON STOCK (NV) S Y N
(LEDS) SEMILEDS CORP COM NEW (DE) S Y N
(MATR) MATTERSIGHT CORP COM STK (DE) G Y N
(MDGS) MEDIGUS LTD SPONSORED ADR NEW S Y N
(RGSE) REAL GOODS SOLAR INC CL A NEW S Y N
(SBOT) STELLAR BIOTECHNOLOGIES INC CO S Y N
(SRTS) SENSUS HEALTHCARE INC COM S Y N

Date processed on 07/11/2018

Symbol Security Name Market Category Reg SHO Threshold Flag Rule 3210
(ABIL) ABILITY INC SHS NEW (CYM) S Y N
(BLNKW) BLINK CHARGING CO WT EXP 02/12 S Y N
(CTRV) CONTRAVIR PHARMACEUTICALS INC S Y N
(DWCR) ARROW INVTS TR DWA COUNTRY ROT G Y N
(GEVO) GEVO INC COM PAR $.01 NEW S Y N
(INPX) INPIXON COMMON STOCK (NV) S Y N
(LEDS) SEMILEDS CORP COM NEW (DE) S Y N
(MATR) MATTERSIGHT CORP COM STK (DE) G Y N
(MDGS) MEDIGUS LTD SPONSORED ADR NEW S Y N
(RGSE) REAL GOODS SOLAR INC CL A NEW S Y N
(SBOT) STELLAR BIOTECHNOLOGIES INC CO S Y N
(SRTS) SENSUS HEALTHCARE INC COM S Y N

Date processed on 07/12/2018

Symbol Security Name Market Category Reg SHO Threshold Flag Rule 3210
(ABIL) ABILITY INC SHS NEW (CYM) S Y N
(AMDA) AMEDICA CORP COM PAR $0.01 S Y N
(BLNKW) BLINK CHARGING CO WT EXP 02/12 S Y N
(BSPM) BIOSTAR PHARMACEUTICALS INC CO S Y N
(CTRV) CONTRAVIR PHARMACEUTICALS INC S Y N
(DWCR) ARROW INVTS TR DWA COUNTRY ROT G Y N
(GEVO) GEVO INC COM PAR $.01 NEW S Y N
(INPX) INPIXON COMMON STOCK (NV) S Y N
(LEDS) SEMILEDS CORP COM NEW (DE) S Y N
(MDGS) MEDIGUS LTD SPONSORED ADR NEW S Y N
(RGSE) REAL GOODS SOLAR INC CL A NEW S Y N
(SRTS) SENSUS HEALTHCARE INC COM S Y N

Date processed on 07/13/2018

Symbol Security Name Market Category Reg SHO Threshold Flag Rule 3210
(ABIL) ABILITY INC SHS NEW (CYM) S Y N
(AMDA) AMEDICA CORP COM PAR $0.01 S Y N
(BLNKW) BLINK CHARGING CO WT EXP 02/12 S Y N
(BSPM) BIOSTAR PHARMACEUTICALS INC CO S Y N
(CTRV) CONTRAVIR PHARMACEUTICALS INC S Y N
(EARS) AURIS MED HLDG AG NEW COM (CHE S Y N
(HMNY) HELIOS & MATHESON ANALYTICS C S Y N
(INPX) INPIXON COMMON STOCK (NV) S Y N
(LEDS) SEMILEDS CORP COM NEW (DE) S Y N
(MDGS) MEDIGUS LTD SPONSORED ADR NEW S Y N
(RGSE) REAL GOODS SOLAR INC CL A NEW S Y N
(SRTS) SENSUS HEALTHCARE INC COM S Y N

Date processed on 07/16/2018

Symbol Security Name Market Category Reg SHO Threshold Flag Rule 3210
(ABIL) ABILITY INC SHS NEW (CYM) S Y N
(AMDA) AMEDICA CORP COM PAR $0.01 S Y N
(BLNKW) BLINK CHARGING CO WT EXP 02/12 S Y N
(BSPM) BIOSTAR PHARMACEUTICALS INC CO S Y N
(EARS) AURIS MED HLDG AG NEW COM (CHE S Y N
(HMNY) HELIOS & MATHESON ANALYTICS C S Y N
(INPX) INPIXON COMMON STOCK (NV) S Y N
(LEDS) SEMILEDS CORP COM NEW (DE) S Y N
(MDGS) MEDIGUS LTD SPONSORED ADR NEW S Y N
(RGSE) REAL GOODS SOLAR INC CL A NEW S Y N
(SRTS) SENSUS HEALTHCARE INC COM S Y N

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