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NYSE Regulation SHO Short Sale Threshold List July 2018

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Date processed on 07/11/2018

Symbol Security Name
(DUST) Direxion Daily Gold Miners Bear 3x Shares
(DWT) VelocityShares 3x Inverse Crude
(ERY) Direxion Daily Energy Bear 3x Shares
(GBR) New Concept Energy Inc
(GLDM) SPDR Gold MiniShares
(NSPR) InspireMD, Inc.
(OGEN) Oragenics Inc.
(PED) PEDEVCO Corp.
(UDN) Invesco DB US Dollar Index Bearish Fund
(UVXY) ProShares Ultra VIX Short-Term F
(WMLP) WESTMORELAND RESOURCE PARTNERS, LP
(XLC) The Communication Services Select Sector SPDR Fund

Date processed on 07/12/2018

Symbol Security Name
(DUST) Direxion Daily Gold Miners Bear 3x Shares
(DWT) VelocityShares 3x Inverse Crude
(ERY) Direxion Daily Energy Bear 3x Shares
(GBR) New Concept Energy Inc
(GLDM) SPDR Gold MiniShares
(NSPR) InspireMD, Inc.
(OGEN) Oragenics Inc.
(PED) PEDEVCO Corp.
(TWM) ProShares UltraShort Russell2000
(UDN) Invesco DB US Dollar Index Bearish Fund
(UVXY) ProShares Ultra VIX Short-Term F
(WMLP) WESTMORELAND RESOURCE PARTNERS, LP
(XLC) The Communication Services Select Sector SPDR Fund

Date processed on 07/13/2018

Symbol Security Name
(DUST) Direxion Daily Gold Miners Bear 3x Shares
(DWT) VelocityShares 3x Inverse Crude
(ERY) Direxion Daily Energy Bear 3x Shares
(GBR) New Concept Energy Inc
(GLDM) SPDR Gold MiniShares
(NSPR) InspireMD, Inc.
(OGEN) Oragenics Inc.
(PED) PEDEVCO Corp.
(TWM) ProShares UltraShort Russell2000
(UDN) Invesco DB US Dollar Index Bearish Fund
(UVXY) ProShares Ultra VIX Short-Term F
(WMLP) WESTMORELAND RESOURCE PARTNERS, LP
(XLC) The Communication Services Select Sector SPDR Fund

Date processed on 07/16/2018

Symbol Security Name
(DWT) VelocityShares 3x Inverse Crude
(ERY) Direxion Daily Energy Bear 3x Shares
(GBR) New Concept Energy Inc
(GLDM) SPDR Gold MiniShares
(NSPR) InspireMD, Inc.
(OGEN) Oragenics Inc.
(PED) PEDEVCO Corp.
(TWM) ProShares UltraShort Russell2000
(UVXY) ProShares Ultra VIX Short-Term F
(WMLP) WESTMORELAND RESOURCE PARTNERS, LP
(XLC) The Communication Services Select Sector SPDR Fund

Date processed on 07/17/2018

Symbol Security Name
(DWT) VelocityShares 3x Inverse Crude
(ERY) Direxion Daily Energy Bear 3x Shares
(GBR) New Concept Energy Inc
(GLDM) SPDR Gold MiniShares
(NSPR) InspireMD, Inc.
(OGEN) Oragenics Inc.
(PED) PEDEVCO Corp.
(TWM) ProShares UltraShort Russell2000
(UVXY) ProShares Ultra VIX Short-Term F
(WMLP) WESTMORELAND RESOURCE PARTNERS, LP
(XLC) The Communication Services Select Sector SPDR Fund

Date processed on 07/18/2018

Symbol Security Name
(DWT) VelocityShares 3x Inverse Crude
(ERY) Direxion Daily Energy Bear 3x Shares
(FDM) First Trust Dow Jones Select Microcap Index Fund
(GBR) New Concept Energy Inc
(GLDM) SPDR Gold MiniShares
(NSPR) InspireMD, Inc.
(OGEN) Oragenics Inc.
(PED) PEDEVCO Corp.
(TWM) ProShares UltraShort Russell2000
(UVXY) ProShares Ultra VIX Short-Term F
(WMLP) WESTMORELAND RESOURCE PARTNERS, LP
(XLC) The Communication Services Select Sector SPDR Fund
(XRT) SPDR S&P Retail ETF

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