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Nasdaq Regulation SHO Short Sale Threshold List August 2018

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Date processed on 08/16/2018

Symbol Security Name Market Category Reg SHO Threshold Flag Rule 3210
(ABIL) ABILITY INC SHS NEW (CYM) S Y N
(BIOC) BIOCEPT INC COM PAR $0.0001 S Y N
(BSPM) BIOSTAR PHARMACEUTICALS INC CO S Y N
(CTXR) CITIUS PHARMACEUTICALS INC CO S Y N
(DFBH) DFB HEALTHCARE ACQUISITIONS CO S Y N
(FBZ) FIRST TRUST BRAZIL ALPHADEX FU G Y N
(GLACW) GREENLAND ACQUISITION CORP US S Y N
(HMNY) HELIOS & MATHESON ANALYTICS C S Y N
(IEAWW) INFRASTRUCTURE & ENERGY ALTERN S Y N
(KAACW) KAYNE ANDERSON ACQUISITION WT S Y N
(KBSF) KBS FASHION GROUP LTD COM NEW S Y N
(MDGS) MEDIGUS LTD SPONSORED ADR 2018 S Y N
(MTSL) MER TELEMANAGEMENT SOLUTIONS L S Y N
(MYSZ) MY SIZE INC COM S Y N
(NFEC) NF ENERGY SAVING CORPORATION. S Y N
(PDD) PINDUODUO INC SPONSORED ADS (C Q Y N
(RSLS) RESHAPE LIFESCIENCES INC COM N S Y N
(SSLJ) SSLJ.COM LTDUSD CL A ORD SHS S Y N
(TMDI) TITAN MED INC (CANADA) S Y N

Date processed on 08/17/2018

Symbol Security Name Market Category Reg SHO Threshold Flag Rule 3210
(ABIL) ABILITY INC SHS NEW (CYM) S Y N
(BIOC) BIOCEPT INC COM PAR $0.0001 S Y N
(BSPM) BIOSTAR PHARMACEUTICALS INC CO S Y N
(CTXR) CITIUS PHARMACEUTICALS INC CO S Y N
(DFBH) DFB HEALTHCARE ACQUISITIONS CO S Y N
(FBZ) FIRST TRUST BRAZIL ALPHADEX FU G Y N
(GLACW) GREENLAND ACQUISITION CORP US S Y N
(HMNY) HELIOS & MATHESON ANALYTICS C S Y N
(IEAWW) INFRASTRUCTURE & ENERGY ALTERN S Y N
(KAACW) KAYNE ANDERSON ACQUISITION WT S Y N
(KBSF) KBS FASHION GROUP LTD COM NEW S Y N
(MDGS) MEDIGUS LTD SPONSORED ADR 2018 S Y N
(MTSL) MER TELEMANAGEMENT SOLUTIONS L S Y N
(NETE) NET ELEMENT INC COM PAR $0.000 S Y N
(NFEC) NF ENERGY SAVING CORPORATION. S Y N
(PDD) PINDUODUO INC SPONSORED ADS (C Q Y N
(RSLS) RESHAPE LIFESCIENCES INC COM N S Y N
(SSLJ) SSLJ.COM LTDUSD CL A ORD SHS S Y N

Date processed on 08/20/2018

Symbol Security Name Market Category Reg SHO Threshold Flag Rule 3210
(ABIL) ABILITY INC SHS NEW (CYM) S Y N
(BIOC) BIOCEPT INC COM PAR $0.0001 S Y N
(BSPM) BIOSTAR PHARMACEUTICALS INC CO S Y N
(CTXR) CITIUS PHARMACEUTICALS INC CO S Y N
(DFBH) DFB HEALTHCARE ACQUISITIONS CO S Y N
(FBZ) FIRST TRUST BRAZIL ALPHADEX FU G Y N
(GLACW) GREENLAND ACQUISITION CORP US S Y N
(HMNY) HELIOS & MATHESON ANALYTICS C S Y N
(IEAWW) INFRASTRUCTURE & ENERGY ALTERN S Y N
(KAACW) KAYNE ANDERSON ACQUISITION WT S Y N
(KBSF) KBS FASHION GROUP LTD COM NEW S Y N
(MARA) MARATHON PATENT GROUP INC COM S Y N
(MDGS) MEDIGUS LTD SPONSORED ADR 2018 S Y N
(MTSL) MER TELEMANAGEMENT SOLUTIONS L S Y N
(NETE) NET ELEMENT INC COM PAR $0.000 S Y N
(PDD) PINDUODUO INC SPONSORED ADS (C Q Y N
(RSLS) RESHAPE LIFESCIENCES INC COM N S Y N
(SSLJ) SSLJ.COM LTDUSD CL A ORD SHS S Y N
(YVR) LIQUID MEDIA GROUP LTD NEW COM S Y N

Date processed on 08/21/2018

Symbol Security Name Market Category Reg SHO Threshold Flag Rule 3210
(ABIL) ABILITY INC SHS NEW (CYM) S Y N
(ALGR) ALLEGRO MERGER CORP COM STK (D S Y N
(ALGRR) ALLEGRO MERGER CORP RT EXP 12/ S Y N
(ALGRU) ALLEGRO MERGER CORP UNIT 1 COM S Y N
(ALGRW) ALLEGRO MERGER CORP WT EXP 1/1 S Y N
(BIOC) BIOCEPT INC COM PAR $0.0001 S Y N
(BSPM) BIOSTAR PHARMACEUTICALS INC CO S Y N
(CTXR) CITIUS PHARMACEUTICALS INC CO S Y N
(DFBH) DFB HEALTHCARE ACQUISITIONS CO S Y N
(FAD) FIRST TR MULTI CAP GROWTH ALPH G Y N
(FBZ) FIRST TRUST BRAZIL ALPHADEX FU G Y N
(GLACW) GREENLAND ACQUISITION CORP US S Y N
(HMNY) HELIOS & MATHESON ANALYTICS C S Y N
(IEAWW) INFRASTRUCTURE & ENERGY ALTERN S Y N
(KAACW) KAYNE ANDERSON ACQUISITION WT S Y N
(KBSF) KBS FASHION GROUP LTD COM NEW S Y N
(MARA) MARATHON PATENT GROUP INC COM S Y N
(MDGS) MEDIGUS LTD SPONSORED ADR 2018 S Y N
(NETE) NET ELEMENT INC COM PAR $0.000 S Y N
(PDD) PINDUODUO INC SPONSORED ADS (C Q Y N

Date processed on 08/21/2018

Symbol Security Name Market Category Reg SHO Threshold Flag Rule 3210
(RSLS) RESHAPE LIFESCIENCES INC COM N S Y N
(SOLOW) ELECTRAMECCANICA VEHS CORP WT S Y N
(SSLJ) SSLJ.COM LTDUSD CL A ORD SHS S Y N
(YVR) LIQUID MEDIA GROUP LTD NEW COM S Y N

Date processed on 08/22/2018

Symbol Security Name Market Category Reg SHO Threshold Flag Rule 3210
(ABIL) ABILITY INC SHS NEW (CYM) S Y N
(ALGR) ALLEGRO MERGER CORP COM STK (D S Y N
(ALGRR) ALLEGRO MERGER CORP RT EXP 12/ S Y N
(ALGRU) ALLEGRO MERGER CORP UNIT 1 COM S Y N
(ALGRW) ALLEGRO MERGER CORP WT EXP 1/1 S Y N
(BIOC) BIOCEPT INC COM PAR $0.0001 S Y N
(BSPM) BIOSTAR PHARMACEUTICALS INC CO S Y N
(COOL) POLARITYTE INC COM (DE) S Y N
(CTXR) CITIUS PHARMACEUTICALS INC CO S Y N
(FAD) FIRST TR MULTI CAP GROWTH ALPH G Y N
(FBZ) FIRST TRUST BRAZIL ALPHADEX FU G Y N
(GLACW) GREENLAND ACQUISITION CORP US S Y N
(HMNY) HELIOS & MATHESON ANALYTICS C S Y N
(IEAWW) INFRASTRUCTURE & ENERGY ALTERN S Y N
(KBSF) KBS FASHION GROUP LTD COM NEW S Y N
(MARA) MARATHON PATENT GROUP INC COM S Y N
(MDGS) MEDIGUS LTD SPONSORED ADR 2018 S Y N
(NETE) NET ELEMENT INC COM PAR $0.000 S Y N
(PDD) PINDUODUO INC SPONSORED ADS (C Q Y N
(RSLS) RESHAPE LIFESCIENCES INC COM N S Y N

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