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NYSE Regulation SHO Short Sale Threshold List August 2018

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Date processed on 08/27/2018

Symbol Security Name
(AWX) Avalon Holdings Corp.
(COMG) GraniteShares S&P GSCI Commodity
(DUST) Direxion Daily Gold Miners Bear 3x Shares
(EUO) ProShares UltraShort Euro
(FXE) Invesco CurrencyShares Euro Currency Trust
(GBR) New Concept Energy Inc
(JDST) Direxion Daily Junior Gold Miners Index Bear 3X Shares
(JHMF) John Hancock Multifactor Financials ETF
(KLDW) Knowledge Leaders Developed Worl
(OIH) VanEck Vectors Oil Services ETF
(PEXL) Pacer US Export Leaders ETF
(SMH) VanEck Vectors Semiconductor ETF
(SOGO) Sogou Inc. American Depositary Shares, each representing one ClaSS A Ordinary Share
(SRTY) ProShares UltraPro Short Russell2000
(TIS) Orchids Paper Products, Inc.
(TWM) ProShares UltraShort Russell2000

Date processed on 08/28/2018

Symbol Security Name
(COMG) GraniteShares S&P GSCI Commodity
(DUST) Direxion Daily Gold Miners Bear 3x Shares
(EUO) ProShares UltraShort Euro
(FXE) Invesco CurrencyShares Euro Currency Trust
(GBR) New Concept Energy Inc
(JDST) Direxion Daily Junior Gold Miners Index Bear 3X Shares
(JHMF) John Hancock Multifactor Financials ETF
(KLDW) Knowledge Leaders Developed Worl
(OIH) VanEck Vectors Oil Services ETF
(PEXL) Pacer US Export Leaders ETF
(SMH) VanEck Vectors Semiconductor ETF
(SOGO) Sogou Inc. American Depositary Shares, each representing one ClaSS A Ordinary Share
(SRTY) ProShares UltraPro Short Russell2000
(TIS) Orchids Paper Products, Inc.
(TWM) ProShares UltraShort Russell2000

Date processed on 08/29/2018

Symbol Security Name
(COMG) GraniteShares S&P GSCI Commodity
(DUST) Direxion Daily Gold Miners Bear 3x Shares
(EUO) ProShares UltraShort Euro
(FXE) Invesco CurrencyShares Euro Currency Trust
(GBR) New Concept Energy Inc
(JDST) Direxion Daily Junior Gold Miners Index Bear 3X Shares
(JHMF) John Hancock Multifactor Financials ETF
(OIH) VanEck Vectors Oil Services ETF
(PEXL) Pacer US Export Leaders ETF
(SMH) VanEck Vectors Semiconductor ETF
(SOGO) Sogou Inc. American Depositary Shares, each representing one ClaSS A Ordinary Share
(SRTY) ProShares UltraPro Short Russell2000
(TIS) Orchids Paper Products, Inc.
(TWM) ProShares UltraShort Russell2000

Date processed on 08/30/2018

Symbol Security Name
(COMG) GraniteShares S&P GSCI Commodity
(DUST) Direxion Daily Gold Miners Bear 3x Shares
(EUO) ProShares UltraShort Euro
(FXE) Invesco CurrencyShares Euro Currency Trust
(GBR) New Concept Energy Inc
(JDST) Direxion Daily Junior Gold Miners Index Bear 3X Shares
(JHMF) John Hancock Multifactor Financials ETF
(PEXL) Pacer US Export Leaders ETF
(SMH) VanEck Vectors Semiconductor ETF
(SOGO) Sogou Inc. American Depositary Shares, each representing one ClaSS A Ordinary Share
(SRTY) ProShares UltraPro Short Russell2000
(TIS) Orchids Paper Products, Inc.
(TMV) Direxion Daily 20+ Year Treasury
(TWM) ProShares UltraShort Russell2000

Date processed on 08/31/2018

Symbol Security Name
(COMG) GraniteShares S&P GSCI Commodity
(DUST) Direxion Daily Gold Miners Bear 3x Shares
(EUO) ProShares UltraShort Euro
(FXE) Invesco CurrencyShares Euro Currency Trust
(GBR) New Concept Energy Inc
(JDST) Direxion Daily Junior Gold Miners Index Bear 3X Shares
(PEXL) Pacer US Export Leaders ETF
(SMH) VanEck Vectors Semiconductor ETF
(SOGO) Sogou Inc. American Depositary Shares, each representing one ClaSS A Ordinary Share
(SOXS) Direxion Daily Semiconductor Bear 3X Shares
(SRTY) ProShares UltraPro Short Russell2000
(TIS) Orchids Paper Products, Inc.
(TMV) Direxion Daily 20+ Year Treasury
(TWM) ProShares UltraShort Russell2000

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